Category Risk5 min read

MedicalDeviceandHealthProductFulfilmentinAustralia

Batch and serial tracking, recalls, returns and batteries: what a 3PL has to get right for medical devices, supplements and health products

Written by the Cryologix operations team

Our Sydney warehouse team manages Shopify fulfilment for brands doing 10 to 500 orders per day. These articles are written from direct operational experience.

For medical devices, the sponsor's obligations do not move when the stock moves into a warehouse. Distribution records, recalls, complaint handling and returns all depend on what the 3PL records and controls. The warehouse to choose is the one that can tell you which unit went to which customer, stop an affected batch from shipping on the same day, and hold every returned device for your decision.

Every unit
Batch and serial numbers recorded against the order they shipped in
So a recall reaches the customers who received affected units, not everyone who ever bought the product

What changes when the product is a medical device

Most fulfilment advice assumes the worst outcome of a warehouse mistake is an unhappy customer. With medical devices the stakes are different. A device supplied in Australia generally has to be included on the Australian Register of Therapeutic Goods, and the business named as its Australian sponsor carries ongoing obligations for it: keeping records of where it was supplied, handling complaints, reporting adverse events and running recalls.

Those obligations stay with the sponsor when the stock moves into a 3PL. What the warehouse controls is whether the sponsor can actually meet them. If the warehouse cannot say which unit went to which customer, which returned unit came back with a complaint, or which stock is on hold, the sponsor finds that out at the worst possible moment.

This article covers what a 3PL needs to do for medical devices and the health products that often sit alongside them, such as supplements, wellness devices and first aid. It is general information, not regulatory advice. Your regulatory adviser or the Therapeutic Goods Administration is the place to confirm what applies to your specific products.

Batch and serial numbers: recorded at dispatch, not just at receiving

Almost every warehouse will tell you it records batch numbers. The useful question is where. Recording a batch number when a pallet arrives tells you what is on the shelf. It does not tell you which customer received which batch, and that second record is the one a recall depends on.

For devices tracked by serial number, the same applies one unit at a time. The serial number should be scanned as the unit is packed and saved against that order, so that months later you can look up a serial number and see the order, the customer and the date it shipped, and look up an order and see every serial number inside it.

Australia is also introducing Unique Device Identification for medical devices in stages. Whatever timeline applies to your devices, a warehouse that already captures batch, serial and expiry data per order will not need to change how it works when those requirements reach you.

Expiry dates matter here as well. Sterile consumables, test kits and many device accessories are dated, and the warehouse should pick the earliest-expiring stock first and hold anything that falls inside the minimum shelf life you set. The mechanics of expiry rotation are covered in more depth in supplements and wellness fulfilment.

Recalls: how quickly can you find every affected unit?

Recalls of therapeutic goods in Australia follow the Uniform Recall Procedure for Therapeutic Goods. The sponsor decides the action and deals with the regulator. The warehouse's part is practical and time-critical: stop the affected stock from shipping, and produce an accurate list of where the affected units went.

Ask a prospective 3PL to walk you through it. How fast can they put a batch or a range of serial numbers on hold so that no further orders pick from it? Can they produce, the same day, a list of every order that contained the affected batch, including wholesale orders to clinics or pharmacies as well as direct-to-consumer parcels? Can they separate units that are still on the shelf from units already in transit?

A warehouse that can only tell you which customers bought the product, not which customers received the affected batch, turns a targeted recall into contacting everyone. That costs more, worries customers who were never affected and makes the whole exercise harder to close out.

Returns: a returned device is not a returned t-shirt

Australian Consumer Law applies to medical devices sold to Australian consumers in the same way it applies to any other goods, so faulty or misdescribed products have to be dealt with. What changes is what happens to the unit once it is back.

Many devices cannot go back into sellable stock once they have been opened or used, for hygiene and safety reasons. The safer default is to quarantine every returned device, inspect it, photograph it and hold it for your decision, rather than letting a picker judge by eye whether it looks resaleable. Sealed, unopened units can go back on sale if your rules allow it. Everything else waits for you.

A return can also carry information you are obliged to act on. A customer who writes that a device stopped working or caused a problem may be describing something the sponsor has to assess as a possible adverse event. The warehouse should record the customer's reason with the return and pass it on, not just process the refund paperwork.

For overseas brands without an Australian returns address, the same quarantine-first approach applies. How a local returns hub handles inspection, grading and resale is covered on the Australian returns hub page.

Batteries, labels and packaging

Many consumer medical devices, such as monitors, hearing devices and personal care devices, contain lithium batteries. Batteries have their own transport rules, and not every carrier service accepts every battery configuration. Confirm how your devices are classified before the first shipment so the warehouse can route them on services that accept them.

Labelling and instructions for use are part of the device. The warehouse should never repack, relabel or split a device's packaging without your written instruction, and you should check with your regulatory adviser before asking for it, because changing labelling or packaging can affect the device's compliance.

Storage conditions printed on the label also have to be respected. If your product needs controlled storage or special handling, raise it at the first conversation so the setup is agreed before the stock arrives.

Direct-to-consumer and clinic orders from one stock pool

Health brands rarely sell through a single channel. A device might sell direct to consumers through Shopify while the same stock also goes to clinics, pharmacies and distributors as carton or pallet orders. Splitting stock between two providers doubles the recall work, because you now have two sets of distribution records to reconcile.

Running both channels from one warehouse and one stock pool keeps the batch and serial history in one place. Wholesale orders should be picked with the same scanning and recorded to the same level of detail as consumer parcels, so a recall list covers every customer regardless of how they bought.

What to ask a 3PL before you move

Before choosing a warehouse for medical devices or health products, ask to see the process, not just hear it. Useful questions include: Are batch and serial numbers captured at dispatch and saved against each order? How quickly can a batch be put on hold? Can you produce a recall list covering both consumer and wholesale orders? What happens to a returned device, and who decides whether it goes back on sale? How are complaints noted on returns passed back to us? How are battery-powered devices routed?

Cryologix fulfils medical devices, supplements and other health products from its Sydney warehouse with batch, serial and expiry tracking recorded against every order, a photo of every packed order, scan-verified picking and returns held for inspection under rules you set. To see how it would work for your range, get an instant quote or talk to us.

Want to see the warehouse and dashboard?

Walk through our warehouse, integration, and reporting with a team member who understands your volume.